SOP Guide for Pharma

Sterile Injectable Manufacturing: SOP for Equipment Sterilization and Assembly Validation – V 2.0

Sterile Injectable Manufacturing: SOP for Equipment Sterilization and Assembly Validation – V 2.0

Standard Operating Procedure for Equipment Sterilization and Assembly Validation


Department Sterile Injectable Manufacturing
SOP No. SOP/SIM/036/2025
Supersedes SOP/SIM/036/2022
Page No. Page 1 of 15
Issue Date 18/06/2025
Effective Date 20/06/2025
Review Date 18/06/2026

1. Purpose

This SOP establishes a validated, standardized process for the sterilization and aseptic assembly of equipment used in sterile injectable manufacturing to ensure product sterility and compliance with GMP, WHO, and ICH guidelines.

2. Scope

This SOP applies to all

equipment requiring sterilization and aseptic assembly in the aseptic processing areas, including but not limited to filling machines, transfer piping, holding vessels, and filtration units.

3. Responsibilities

  • Production Operator: Carries out cleaning, sterilization, and assembly of equipment.
  • Production Supervisor: Ensures validation protocol adherence and reviews batch documentation.
  • QA Executive: Verifies sterilization and assembly parameters and signs off line clearance.
  • Engineering Personnel: Maintains autoclave and sterilizer calibration and readiness.

4. Accountability

The Head of Production is accountable for ensuring proper validation, documentation, and compliance with sterilization and assembly protocols for all sterile manufacturing equipment.

5. Procedure

5.1 Equipment Cleaning

  1. Ensure equipment is free from previous batch residue.
  2. Disassemble equipment parts and rinse with WFI (Water for Injection).
  3. Clean all contact surfaces using approved detergent solution.
  4. Rinse with WFI thoroughly until no visible foam remains.
  5. Dry parts using sterile compressed air or in a drying chamber.

5.2 Sterilization

  1. Load cleaned parts into a double-door autoclave under unidirectional flow.
  2. Use sterilization cycle parameters: 121°C for 30 minutes (unless otherwise validated).
  3. Place biological indicators in designated areas for validation batches.
  4. Post-cycle, ensure drying phase is complete before opening sterile side door.
  5. Transfer sterilized equipment into Grade B cleanroom using validated handling techniques.

5.3 Aseptic Assembly

  1. Operators shall don sterile gowning and gloves prior to entry.
  2. Assemble sterilized parts within the LAF or isolator using aseptic technique.
  3. Use only sterile tools for assembly; no reuse of equipment during session.
  4. Inspect assembled equipment for integrity and seal tightness.
  5. Document assembly activities in the Equipment Assembly Log (Annexure-2).

5.4 Validation of Sterilization and Assembly

  1. Validation shall be conducted during initial qualification and any major change.
  2. Temperature distribution and penetration tests shall be recorded.
  3. Three consecutive successful cycles must be recorded for validation approval.
  4. Review validation report and maintain as per documentation policy (Annexure-3).

5.5 Documentation and Line Clearance

  1. Record sterilization data in Sterilization Log (Annexure-1).
  2. QA must verify all documentation before approving the batch for production.
  3. Affix “Sterilized” and “Ready for Use” tags on equipment.

6. Abbreviations

  • SOP: Standard Operating Procedure
  • WFI: Water for Injection
  • LAF: Laminar Air Flow
  • QA: Quality Assurance
  • GMP: Good Manufacturing Practice

7. Documents

  1. Sterilization Log – Annexure-1
  2. Equipment Assembly Log – Annexure-2
  3. Sterilization Validation Report – Annexure-3

8. References

  • WHO TRS 961 Annex 6
  • EU GMP Annex 1
  • ICH Q9 – Quality Risk Management

9. SOP Version

Version: 2.0

10. Approval Section

Prepared By Checked By Approved By
Signature
Date
Name
Designation Manufacturing Executive QA Executive Head QA
Department Production Quality Assurance Quality Assurance

11. Annexures

Annexure-1: Sterilization Log

Date Equipment ID Cycle No. Parameters Operator QA Verified
17/06/2025 VES-103 CYC-221 121°C / 30 min Anita Deshmukh Yes

Annexure-2: Equipment Assembly Log

Date Equipment ID Parts Assembled Assembled By QA Checked
18/06/2025 FILL-450 Needles, Tubes, Valves Sachin Kale Yes

Annexure-3: Sterilization Validation Report

Validation Date Equipment Run No. BI Result Validated By
15/06/2025 Autoclave-A Run-3 Pass QA – Priya Mehta

Revision History

Revision Date Revision No. Details Reason Approved By
05/05/2022 1.0 Initial release New SOP QA Head
18/06/2025 2.0 Updated validation section and annexure log format Scheduled Review QA Head
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