SOP Guide for Pharma

Ointments: SOP for Heating Ointment Bases to Target Temperatures – V 2.0

SOP for Heating Ointment Bases to Target Temperatures – V 2.0

Procedure for Heating Ointment Bases to Target Temperatures

Department Manufacturing/Production/Quality Assurance (QA)/Quality Control (QC)/Research and Development (R&D)
SOP No. SOP/Ointment/191
Supersedes V 1.0
Page No. Page X of Y
Issue Date [Insert Issue Date]
Effective Date [Insert Effective Date]
Review Date [Insert Review Date]

1. Purpose

The purpose of this Standard Operating Procedure (SOP) is to establish a systematic approach for heating ointment bases to target temperatures to ensure optimal consistency, homogeneity, and stability. Proper temperature control is essential for the dissolution of active ingredients, excipients, and emulsifiers.

2. Scope

This SOP applies to all personnel involved in the preparation, heating, and quality control of ointment bases in the Manufacturing, Production, Quality Assurance (QA), Quality Control (QC), and Research and Development (R&D) departments.

3. Responsibilities

  • Production Supervisor: Ensures compliance with heating protocols and GMP guidelines.
  • Process Operator: Conducts heating operations as per validated temperature ranges.
  • QA Officer: Verifies adherence to temperature and mixing specifications.
  • QC Analyst: Conducts temperature validation tests.
  • Maintenance Engineer: Ensures equipment calibration and functionality.

4. Accountability

The Production Manager is accountable for ensuring that all heating procedures comply with GMP, FDA, ICH, WHO, and company policies.

5. Procedure

5.1 Pre-Heating Preparation

  • Ensure **mixing tanks, heating vessels, and temperature sensors** are clean and validated.
  • Verify **calibration status** of temperature control systems.
  • Check that **all ingredients** (ointments, emulsifiers, bases) are
available and meet pre-heating specifications.
  • Document pre-heating checks in the **Pre-Heating Checklist (Annexure-1).**
  • 5.2 Setting Up the Heating Equipment

    • Use **double-jacketed heating vessels** or **steam-heated kettles** for uniform heating.
    • Set **temperature control settings** based on the formulation:
      • Petrolatum-based ointments: 55-70°C
      • Emulsion-based ointments: 65-80°C
      • Wax-based formulations: 75-90°C
    • Ensure **continuous agitation** to prevent localized overheating.
    • Monitor **real-time temperature readings** on display panels.
    • Record equipment settings in the **Equipment Setup Log (Annexure-2).**

    5.3 Heating Process

    • Turn on the **heating source** and gradually increase the temperature.
    • Ensure a **uniform heating rate of 1-2°C per minute** to avoid thermal degradation.
    • Check for complete **melting of waxes and dispersal of emulsifiers.**
    • Stir the mixture continuously using a **mechanical agitator at 100-300 RPM.**
    • Maintain **target temperature for 15-30 minutes** for proper homogenization.
    • Document process parameters in the **Heating Process Log (Annexure-3).**

    5.4 Temperature Monitoring and Quality Control

    • Use **infrared thermometers or probe sensors** for temperature validation.
    • Measure and record temperatures at:
      • 0 minutes (Start of heating)
      • Every 5 minutes during heating
      • At target temperature
      • After holding phase
    • Conduct **viscosity and consistency tests** at different stages.
    • Record findings in the **Temperature Monitoring Report (Annexure-4).**

    5.5 Cooling and Post-Heating Handling

    • After achieving the required heating duration, **gradually cool** the ointment base.
    • Use **controlled cooling (1-2°C per minute)** to avoid crystallization or phase separation.
    • Continue mixing to ensure uniform consistency.
    • Store **processed ointment bases in designated holding tanks** before further processing.
    • Document post-heating handling in the **Cooling and Storage Log (Annexure-5).**

    5.6 Equipment Cleaning and Shutdown

    • Turn off heating systems and allow **equipment to cool to ambient temperature.**
    • Perform **clean-in-place (CIP) or manual cleaning procedures**.
    • Ensure no residue is left inside heating vessels.
    • Document cleaning activities in the **Equipment Cleaning Log (Annexure-6).**

    6. Abbreviations

    • GMP – Good Manufacturing Practices
    • QA – Quality Assurance
    • QC – Quality Control
    • ICH – International Council for Harmonisation
    • FDA – Food and Drug Administration
    • RPM – Revolutions Per Minute

    7. Documents

    • Pre-Heating Checklist (Annexure-1)
    • Equipment Setup Log (Annexure-2)
    • Heating Process Log (Annexure-3)
    • Temperature Monitoring Report (Annexure-4)
    • Cooling and Storage Log (Annexure-5)
    • Equipment Cleaning Log (Annexure-6)

    8. References

    • ICH Q8 – Pharmaceutical Development Guidelines
    • FDA Guidance on Ointment Processing
    • WHO Guidelines on Topical Drug Manufacturing

    9. SOP Version

    Version 2.0

    10. Approval Section

    Prepared By Checked By Approved By
    Signature
    Date
    Name
    Designation
    Department

    11. Annexures

    Annexure-1: Pre-Heating Checklist

    Date Batch No. Ingredient Availability QA Approval
    02/02/2025 OINT-1002 Complete Approved

    Annexure-2: Equipment Setup Log

    Date Equipment Name Calibration Status QA Approval
    02/02/2025 Steam-Jacketed Kettle Validated Approved

    12. Revision History

    Revision Date Revision No. Details Reason Approved By
    02/02/2025 2.0 Expanded Heating Parameters Regulatory Compliance QA Head
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