SOP Guide for Pharma

Gel Manufacturing: SOP for Screening Polymers for Gel Development – V 2.0

Gel Manufacturing: SOP for Screening Polymers for Gel Development – V 2.0

Standard Operating Procedure for Screening Polymers in Gel Development


Department Gel Manufacturing
SOP No. SOP/GM/012/2025
Supersedes SOP/GM/012/2022
Page No. Page 1 of 10
Issue Date 02/06/2025
Effective Date 04/06/2025
Review Date 02/06/2026

1. Purpose

To establish a standardized procedure for screening and evaluating different polymers used in gel formulation development. This ensures consistent performance, stability, spreadability, and texture characteristics aligned with the target product profile.

2. Scope

This SOP applies to formulation development personnel involved in the selection and screening

of polymers for developing semi-solid gel-based pharmaceutical products.

3. Responsibilities

  • Formulation Development Scientist: Conducts polymer screening and performance evaluation.
  • R&D Manager: Reviews and approves polymer selection process and data.
  • QA Executive: Verifies compliance of process documentation and supports audit readiness.

4. Accountability

The Head – R&D shall be accountable for the execution and maintenance of this procedure.

5. Procedure

5.1 Preparation and Planning

  1. Define the objective of the gel formulation—topical, mucosal, transdermal, etc.
  2. Establish performance criteria: viscosity, clarity, pH, bio-adhesiveness, spreadability, and stability.
  3. Shortlist suitable polymers based on previous data, literature, or supplier recommendations.

5.2 List of Commonly Screened Polymers

  • Carbomers (Carbopol 934, 940, 980)
  • Hydroxypropyl methylcellulose (HPMC)
  • Xanthan gum
  • Poloxamer (Pluronic F127)
  • Sodium alginate
  • Hydroxyethyl cellulose (HEC)

5.3 Sample Preparation for Screening

  1. Prepare 1% w/w gel base of each polymer in purified water.
  2. Allow proper hydration for 12–24 hours depending on polymer nature.
  3. Adjust pH to the target range using NaOH or TEA as required.
  4. Homogenize each sample using lab-scale mixers or stirrers.

5.4 Evaluation Parameters

  1. Viscosity: Measure using Brookfield viscometer at 25°C.
  2. Clarity: Check visually under white and UV light.
  3. Spreadability: Assess using glass slide method.
  4. pH: Measure using calibrated pH meter.
  5. Stability: Observe over 7 days under room and accelerated conditions.

5.5 Documentation and Ranking

  1. Record each polymer’s performance in Formulation Screening Sheet (Annexure-1).
  2. Assign scores to each polymer based on evaluation data.
  3. Select 1–2 polymers with best overall profile for further formulation trials.

5.6 Safety and Disposal

  1. Handle polymers using gloves and protective gear as per MSDS.
  2. Dispose excess or unstable samples following laboratory waste disposal SOP.

6. Abbreviations

  • SOP: Standard Operating Procedure
  • MSDS: Material Safety Data Sheet
  • R&D: Research and Development
  • QA: Quality Assurance

7. Documents

  1. Polymer Screening Data Sheet – Annexure-1
  2. Polymer Evaluation Summary – Annexure-2
  3. Formulation Planning Sheet – Annexure-3

8. References

  • ICH Q8(R2): Pharmaceutical Development
  • USP <795>: Pharmaceutical Compounding – Nonsterile Preparations
  • Relevant MSDS of selected polymers

9. SOP Version

Version: 2.0

10. Approval Section

Prepared By Checked By Approved By
Signature
Date
Name
Designation Jr. Production Chemist QA Executive Head – Manufacturing
Department Gel Manufacturing Quality Assurance Manufacturing

11. Annexures

Annexure-1: Polymer Screening Data Sheet

Polymer Viscosity Clarity Spreadability Stability Score
Carbopol 940 28000 cps Clear Good Stable 9
HPMC 18000 cps Slightly Hazy Fair Unstable 6

Annexure-2: Polymer Evaluation Summary

Polymer Advantages Limitations Final Recommendation
Carbopol 940 High viscosity, clear gel Requires neutralization Recommended
Xanthan Gum Natural origin, stable Opaque appearance Optional

Annexure-3: Formulation Planning Sheet

Polymer Concentration Preparation Date Formulated By Comments
Poloxamer 407 15% 01/06/2025 R&D Chemist Thermo-sensitive gel

Revision History:

Revision Date Revision No. Details Reason Approved By
01/06/2022 1.0 Initial SOP on polymer screening New document Head – R&D
02/06/2025 2.0 Revised evaluation criteria and annexures Improved process control Head – R&D
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