Standard Operating Procedure for Developing Oil-Based Gel Formulations in Gel Manufacturing
| Department | Gel Manufacturing |
|---|---|
| SOP No. | SOP/GM/168/2025 |
| Supersedes | SOP/GM/168/2022 |
| Page No. | Page 1 of 10 |
| Issue Date | 09/06/2025 |
| Effective Date | 11/06/2025 |
| Review Date | 09/06/2027 |
1. Purpose
To establish a systematic procedure for developing and formulating oil-based gel products, ensuring optimal consistency, stability, and therapeutic effectiveness.
2. Scope
This SOP applies to formulation development teams, R&D departments, and manufacturing personnel involved in creating oil-based gels for pharmaceutical, cosmetic, and cosmeceutical applications.
3. Responsibilities
- Formulation Development Team: Responsible for the design, evaluation, and documentation of oil-based gel formulations.
- R&D Chemist: To conduct pre-formulation studies, compatibility assessments, and stability testing.
- Quality Assurance (QA): To ensure compliance of the formulation process with regulatory and quality standards.
4. Accountability
Head – Gel Manufacturing
and Head – Quality Assurance are accountable for implementation and adherence to this SOP.
5. Procedure
5.1 Selection of Oil Phase
- Select suitable oils (e.g., light liquid paraffin, isopropyl myristate, caprylic/capric triglycerides) based on:
- Solubility of active pharmaceutical ingredients (APIs)
- Spreadability and skin feel
- Stability and oxidation resistance
5.2 Selection of Gelling Agent
- Identify suitable lipophilic gelling agents such as:
- Colloidal silica
- Hydrogenated castor oil derivatives
- Aluminum/magnesium stearates
- Evaluate compatibility with oil base and API.
5.3 Pre-formulation Studies
- Conduct solubility studies for API in selected oil.
- Evaluate rheology, pH, and spreadability of oil-gel base without API.
- Perform accelerated stability testing at 40°C and 75% RH.
5.4 Manufacturing Process Development
- Weigh and mix oils under a nitrogen blanket to prevent oxidation if required.
- Disperse the gelling agent into the oil with continuous stirring using high-shear mixers.
- Incorporate the API, solubilized in oil (if applicable), under controlled mixing.
- Homogenize until a uniform gel structure is achieved.
5.5 Evaluation of Formulation
- Test key parameters:
- Viscosity
- Homogeneity
- pH
- Appearance (clarity/opacity)
- Drug content uniformity
- Check for any phase separation or oil exudation after centrifugation.
5.6 Documentation
- Record experimental design and trial batches in the Formulation Development Record – Annexure-1.
- Document physical and chemical evaluation results in the Evaluation Summary Sheet – Annexure-2.
- Prepare a Finalized Formulation Report including selected formula and process parameters – Annexure-3.
6. Abbreviations
- API: Active Pharmaceutical Ingredient
- QA: Quality Assurance
- RH: Relative Humidity
- R&D: Research and Development
7. Documents
- Formulation Development Record – Annexure-1
- Evaluation Summary Sheet – Annexure-2
- Finalized Formulation Report – Annexure-3
8. References
- ICH Q8 – Pharmaceutical Development
- USP General Chapter <1207> – Oil-Based Dosage Forms
- FDA Guidance on Topical Dermatological Drug Products
9. SOP Version
Version: 2.0
10. Approval Section
| Prepared By | Checked By | Approved By | |
|---|---|---|---|
| Signature | |||
| Date | |||
| Name | |||
| Designation | Formulation Chemist | QA Executive | Head – Manufacturing |
| Department | Gel Manufacturing | Quality Assurance | Manufacturing |
11. Annexures
Annexure-1: Formulation Development Record
| Trial No. | Oil Type | Gelling Agent | Concentration (%) | Remarks |
|---|---|---|---|---|
Annexure-2: Evaluation Summary Sheet
| Test | Method | Result | Specification | Remarks |
|---|---|---|---|---|
| Viscosity | Brookfield | 8000–15000 cps | ||
| pH | pH Meter | 5.5–7.0 |
Annexure-3: Finalized Formulation Report
| Final Formula | |
|---|---|
| Process Parameters | |
| Stability Summary | |
| Approval Signature |
Revision History
| Revision Date | Revision No. | Change Description | Reason | Approved By |
|---|---|---|---|---|
| 15/05/2022 | 1.0 | Initial issue | New SOP | QA Manager |
| 09/06/2025 | 2.0 | Included detailed annexures | Format upgrade | QA Manager |