Standard Operating Procedure for Compatibility Testing of Elixir Formulations with Containers
| Department | Elixir Department |
|---|---|
| SOP No. | SOP/ELX/227/2025 |
| Supersedes | SOP/ELX/227/2022 |
| Page No. | Page 1 of 8 |
| Issue Date | 11/04/2025 |
| Effective Date | 15/04/2025 |
| Review Date | 11/04/2026 |
1. Purpose
To establish a procedure for evaluating the compatibility of elixir formulations with their intended packaging materials to ensure product stability, safety, and integrity throughout the shelf-life.
2. Scope
This SOP is applicable to the Quality Control and Product Development Departments for performing compatibility studies on elixir formulations using primary packaging containers such as plastic, glass bottles, closures, and liners.
3. Responsibilities
- QC Analyst:
- Conduct compatibility testing as per protocol and record observations.
- Formulation Scientist:
- Select packaging components and define test parameters.
- QA Officer:
- Ensure test outcomes are within acceptable limits and documented for regulatory submission.
4. Accountability
The Head of QC is accountable for executing compatibility studies. The QA Head is responsible for verifying study compliance with ICH and GMP requirements.
5. Procedure
5.1 Selection of Containers
- Use primary containers (glass
or plastic bottles) and closures intended for commercial packaging.
Include alternate packaging if under evaluation.
5.2 Test Design
- Fill the selected containers with the elixir formulation (pilot or production batch).
- Seal and label the containers with batch number, date, and study code.
- Store samples at:
- 25°C ± 2°C / 60% RH ± 5% RH
- 40°C ± 2°C / 75% RH ± 5% RH (accelerated)
- Refrigerated (if applicable)
5.3 Parameters to Evaluate
- Visual changes in color, clarity, or precipitation.
- pH shift compared to initial value (±0.2 acceptable unless justified).
- Leachables or extractables from plastic or rubber components (if required).
- Volume loss due to evaporation (NMT 2.0% unless otherwise specified).
- Container integrity (cap tightness, cracks, sealing performance).
5.4 Sampling Intervals
- Initial (0 month), 1 month, 3 months, and 6 months for accelerated studies.
- 0, 3, 6, 9, 12, 18, and 24 months for long-term studies (if conducted).
5.5 Acceptance Criteria
- No significant changes in color, odor, or appearance.
- pH, viscosity, and assay results should remain within ±10% of initial values.
- No visible signs of leakage, cap loosening, or deformation.
- Compliance with compendial requirements for container-closure systems.
5.6 Documentation
- Record all data in the Compatibility Testing Logbook (Annexure-1).
- Attach chromatograms, test reports, and deviation notes (if applicable).
- Maintain a summary report for submission with regulatory dossiers.
6. Abbreviations
- SOP: Standard Operating Procedure
- QC: Quality Control
- QA: Quality Assurance
- ICH: International Council for Harmonisation
- RH: Relative Humidity
7. Documents
- Compatibility Testing Logbook (Annexure-1)
- Container Closure Specification
- Batch Manufacturing Record (BMR)
8. References
- ICH Q1A(R2) – Stability Testing of New Drug Substances and Products
- USP Chapter <661> – Plastic Packaging Systems
- 21 CFR Part 211.94 – Drug Product Containers and Closures
9. SOP Version
Version: 2.0
10. Approval Section
| Prepared By | Checked By | Approved By | |
|---|---|---|---|
| Signature | |||
| Date | |||
| Name | |||
| Designation | |||
| Department |
11. Annexures
Annexure-1: Compatibility Testing Logbook
| Date | Batch No. | Container Type | Study Condition | Observation | Result | Tested By | Verified By |
|---|---|---|---|---|---|---|---|
| 11/04/2025 | ELX-0425-045 | Amber PET Bottle | 40°C/75% RH | No change in appearance, pH 5.8 (initial 5.9) | Pass | Rajesh Kumar | Sunita Reddy |
Revision History:
| Revision Date | Revision No. | Revision Details | Reason for Revision | Approved By |
|---|---|---|---|---|
| 01/01/2024 | 1.0 | Initial SOP Release | New SOP | QA Head |
| 11/04/2025 | 2.0 | Added sampling intervals and leachables | Stability Protocol Update | QA Head |