Standard Operating Procedure for Handling Partial and Failed Analytical Runs in BA/BE Studies
| Department | BA-BE Studies |
|---|---|
| SOP No. | SOP/BA-BE/165/2025 |
| Supersedes | SOP/BA-BE/165/2022 |
| Page No. | Page 1 of 10 |
| Issue Date | 17/04/2025 |
| Effective Date | 20/04/2025 |
| Review Date | 17/04/2026 |
1. Purpose
To establish a uniform procedure for identifying, documenting, and managing partial and failed analytical runs during LC-MS/MS bioanalysis in BA/BE studies, ensuring data quality and regulatory adherence.
2. Scope
This SOP applies to all bioanalytical scientists and QA reviewers involved in handling, documenting, and approving LC-MS/MS runs associated with BA/BE plasma sample analysis.
3. Responsibilities
- Analyst: Monitors
run integrity, identifies failures, documents observations, and proposes corrective actions.
Lab Supervisor: Reviews reasons for failure, approves reanalysis plans, and ensures proper documentation.
QA: Audits failed run records and ensures CAPA implementation where required.
4. Accountability
The Bioanalytical Laboratory Head is accountable for ensuring failed or partial runs are handled per regulatory expectations and are appropriately justified and recorded.
5. Procedure
5.1 Definitions
- Partial Run: A run in which only part of the sequence was completed or part of the data is unusable due to instrument, sample, or operational issues.
- Failed Run: A run where the calibration curve fails to meet acceptance criteria, invalidating the entire batch.
5.2 Identification of a Partial or Failed Run
- Monitor every run for:
- Calibration curve linearity and back-calculated concentrations.
- System Suitability Test (SST) results.
- Internal standard response consistency.
- Chromatographic anomalies (e.g., split peaks, baseline drift).
- If any of the above fail, classify the run as partial or failed and halt further injections.
5.3 Documentation
- Document failed/partial run in Annexure-1: Run Failure Record.
- Include chromatograms, SST, calibration data, and reasons for run failure.
- Flag all data as “Do Not Use” in raw data folder and label with a red tag.
5.4 Root Cause Investigation
- Investigate the issue under supervision:
- Instrument malfunction: Check logs, gas supply, pressure, pump performance.
- Sample preparation error: Re-extract QC and study samples.
- Software/data acquisition error: Report and validate sequence file settings.
- Record the investigation in Annexure-2: Run Investigation Log.
5.5 Approval for Reanalysis
- Submit justification for reanalysis to Lab Supervisor and QA.
- Approval to repeat analysis must be documented and attached to raw data package.
5.6 Reprocessing vs Reanalysis
- Reprocessing: Acceptable if raw data (chromatograms) is intact and original integration was erroneous.
- Reanalysis: Required if:
- Sample vials were not injected.
- System issues impacted ionization.
- Inappropriate results due to matrix effects, degradation, etc.
- All reanalysis activities must be documented in Annexure-3: Reanalysis Approval Form.
5.7 Data Archival and Final Reporting
- Clearly segregate valid and invalid runs in the final report and assign separate identifiers (e.g., RUN-01F for failed).
- Attach failure justification, corrected data, and impact analysis in the final bioanalytical report.
6. Abbreviations
- BA/BE: Bioavailability/Bioequivalence
- SST: System Suitability Test
- QC: Quality Control
- CAPA: Corrective and Preventive Action
- QA: Quality Assurance
7. Documents
- Run Failure Record – Annexure-1
- Run Investigation Log – Annexure-2
- Reanalysis Approval Form – Annexure-3
8. References
- ICH M10: Bioanalytical Method Validation
- FDA Bioanalytical Method Validation Guidance
- Internal Quality System Manual
9. SOP Version
Version: 2.0
10. Approval Section
| Prepared By | Checked By | Approved By | |
|---|---|---|---|
| Signature | |||
| Date | |||
| Name | |||
| Designation | |||
| Department |
11. Annexures
Annexure-1: Run Failure Record
| Run ID | Date | Reason for Failure | Initiated By | Reviewed By |
|---|---|---|---|---|
| RUN-102 | 15/04/2025 | Curve R² < 0.98 | Sunita Reddy | QA Officer |
Annexure-2: Run Investigation Log
| Run ID | Observation | Investigation Summary | Corrective Action |
|---|---|---|---|
| RUN-102 | Low peak area for all QCs | Column pressure dropped | Column replaced |
Annexure-3: Reanalysis Approval Form
| Date | Sample IDs for Reanalysis | Reason | Approved By |
|---|---|---|---|
| 16/04/2025 | BE001-TP3, BE001-TP5 | Pump failure during injection | Lab Supervisor |
Revision History:
| Revision Date | Revision No. | Details | Reason | Approved By |
|---|---|---|---|---|
| 01/01/2022 | 1.0 | Initial issue | New SOP | QA Head |
| 17/04/2025 | 2.0 | Added definitions and reprocessing policy | Regulatory update | QA Head |