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BA-BE Studies: SOP for Monitoring Vital Signs During Clinical Phase – V 2.0

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BA-BE Studies: SOP for Monitoring Vital Signs During Clinical Phase – V 2.0

Standard Operating Procedure for Monitoring Vital Signs During Clinical Phase in BA/BE Studies

Department BA-BE Studies
SOP No. SOP/BA-BE/065/2025
Supersedes SOP/BA-BE/065/2022
Page No. Page 1 of 10
Issue Date 17/04/2025
Effective Date 20/04/2025
Review Date 17/04/2026

1. Purpose

To define the standard procedure for monitoring, recording, and responding to vital sign assessments of study participants during the clinical phase of Bioavailability/Bioequivalence (BA/BE) studies, ensuring safety and compliance with protocol and regulatory guidelines.

2. Scope

This SOP applies to the monitoring of vital signs including blood pressure, heart rate, respiratory rate, and body temperature for all study subjects during check-in, pre-dose, post-dose, and throughout the clinical stay as defined in the study protocol.

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3. Responsibilities

  • Ward Nurse/Paramedical Staff: Perform and document vital signs as per schedule using calibrated equipment.
  • Clinical Research Coordinator (CRC): Ensures accuracy of logs and alerts medical staff in case of abnormal readings.
  • Investigator/Sub-Investigator: Reviews abnormalities, initiates clinical action, and documents assessments.

4. Accountability

The Principal Investigator is accountable for ensuring that vital sign monitoring is performed as per protocol and deviations are addressed appropriately.

5. Procedure

5.1 Equipment Preparation and Calibration

  1. Use validated and calibrated digital sphygmomanometer, thermometer, and pulse oximeter.
  2. Ensure availability of backup equipment and calibration records.

5.2 Monitoring Schedule

  1. Record vital signs at the following time points:
    • On check-in
    • Within 1 hour pre-dose
    • At defined intervals post-dose (e.g., 0.5h, 1h, 2h, 4h, 8h)
    • Prior to discharge or exit
  2. Document timing and readings in Annexure-1: Vital Signs Monitoring Log.
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5.3 Parameters to be Recorded

  1. Blood Pressure (mmHg) – Systolic and Diastolic
  2. Heart Rate (bpm)
  3. Respiratory Rate (breaths per minute)
  4. Body Temperature (°C) – Oral or Tympanic
  5. SpO2 (if applicable)

5.4 Handling Abnormal Results

  1. Any deviation outside the protocol-defined acceptable range should be:
    • Immediately reported to the Investigator
    • Re-checked and confirmed
    • Documented in Annexure-2: Vital Signs Deviation Log
  2. PI may delay or cancel dosing if significant abnormality is confirmed.

5.5 Post-Monitoring Review

  1. Investigator to review all vital sign logs before and after dosing.
  2. Ensure that records are filed in the source documents and eTMF.

6. Abbreviations

  • BA: Bioavailability
  • BE: Bioequivalence
  • PI: Principal Investigator
  • CRC: Clinical Research Coordinator
  • SpO2: Peripheral Oxygen Saturation

7. Documents

  1. Vital Signs Monitoring Log – Annexure-1
  2. Vital Signs Deviation Log – Annexure-2
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8. References

  • ICH E6(R2) – Good Clinical Practice
  • Study Protocol
  • Clinical Trial Site SOP Manual

9. SOP Version

Version: 2.0

10. Approval Section

Prepared By Checked By Approved By
Signature
Date
Name
Designation
Department

11. Annexures

Annexure-1: Vital Signs Monitoring Log

Subject ID Timepoint BP (mmHg) HR (bpm) RR Temp (°C) SpO2 Initials
VOL-065 Pre-dose 118/76 72 16 36.8 98% R. Pawar

Annexure-2: Vital Signs Deviation Log

Subject ID Timepoint Deviation Action Taken Reviewed By
VOL-065X Pre-dose BP 150/100 Dosing deferred Dr. Arvind Shah

Revision History:

Revision Date Revision No. Details Reason Approved By
14/01/2022 1.0 Initial release Study Implementation QA Head
17/04/2025 2.0 Added SpO2 monitoring and deviation tracking Protocol update QA Head
BA-BE Studies V 2.0 Tags:Absolute bioavailability, AUC (area under the curve), Bioavailability, Bioequivalence, Bioequivalence criteria, CDSCO bioequivalence norms, Clinical trial registration, Cmax (maximum concentration), Confidence interval %, Crossover study design, EMA bioequivalence requirements, Ethics committee approval, FDA bioequivalence guidelines, Generic drug approval, Good Clinical Practice (GCP), Good Laboratory Practice (GLP), Half-life (t½), ICH E(R) compliance, In vitro dissolution, In vivo studies, Informed consent process, Pharmacodynamics, Pharmacokinetics, Randomized controlled trial, Regulatory submission process, Relative bioavailability, Sample size calculation, Therapeutic equivalence, Tmax (time to maximum concentration), Washout period

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