Standard Operating Procedure for Managing Medical Emergencies at Clinical Sites during BA/BE Studies
| Department | BA-BE Studies |
|---|---|
| SOP No. | SOP/BA-BE/150/2025 |
| Supersedes | SOP/BA-BE/150/2022 |
| Page No. | Page 1 of 11 |
| Issue Date | 17/04/2025 |
| Effective Date | 20/04/2025 |
| Review Date | 17/04/2026 |
1. Purpose
To define a structured protocol for identifying, managing, and documenting medical emergencies during the conduct of BA/BE studies at the clinical site to ensure subject safety, rapid intervention, and regulatory compliance.
2. Scope
This SOP applies to all volunteers enrolled in BA/BE studies being conducted at the clinical facility, and involves all medical, clinical, paramedical, and support personnel
present during study conduct.
3. Responsibilities
- Principal Investigator (PI): Responsible for medical decision-making and authorization of hospital referral.
- Medical Officer (MO): Provides immediate medical care and stabilizes the subject on site.
- Clinical Research Coordinator (CRC): Assists in communication, documentation, and notifying sponsor and Ethics Committee.
- Site Nurse: Provides first aid and supports the medical team during emergency management.
- Security & Admin Team: Assists with ambulance coordination and evacuation procedures.
4. Accountability
The Medical Director and Head of Clinical Operations are accountable for ensuring readiness and compliance with emergency management procedures at all times.
5. Procedure
5.1 Emergency Preparedness
- Ensure availability of:
- Emergency Medical Resuscitation Kit (Annexure-1)
- Oxygen cylinders and pulse oximeter
- Fully equipped ambulance with stretcher and paramedic staff
- Daily checks of emergency equipment must be recorded in Annexure-2: Emergency Equipment Checklist.
- Conduct mock drills every 6 months and document in Annexure-3: Emergency Drill Log.
5.2 Identification of Emergency
- Any of the following constitutes a medical emergency:
- Syncope, seizure, respiratory distress
- Anaphylaxis, cardiac arrest
- Severe allergic reaction, uncontrolled bleeding
- Unexpected loss of consciousness or unresponsiveness
- The nearest staff must immediately alert the MO and PI using emergency intercom or direct call.
5.3 Immediate Response and Stabilization
- The MO assesses the subject’s Airway, Breathing, and Circulation (ABC protocol).
- Initiate emergency care:
- Administer oxygen
- Perform CPR if necessary
- Use Epinephrine in anaphylactic shock (0.3–0.5 mg IM)
- IV fluids for hypotension
- Document vital signs every 2 minutes during intervention.
5.4 Transfer to Hospital
- Prepare Annexure-4: Medical Transfer Note with subject details, vitals, treatment given.
- Transport subject to designated hospital in coordination with ambulance team.
- A trained medical representative should accompany the subject with all relevant records.
5.5 Communication and Notification
- Notify:
- Sponsor – within 2 hours (Annexure-5: Emergency Communication Log)
- Ethics Committee – within 24 hours using standard SAE format
- CRC to initiate an SAE form and compile a complete dossier (medical records, PI assessment, hospital notes).
5.6 Post-Emergency Review and CAPA
- Conduct Root Cause Analysis (RCA) and CAPA for all medical emergencies within 72 hours (Annexure-6: Emergency Review Form).
- Review must include:
- Event cause and response timeline
- Lessons learned and preventive recommendations
5.7 Training and Records
- All medical and clinical staff must be trained in BLS/ACLS annually.
- Maintain training attendance in Annexure-7: Medical Emergency Training Log.
6. Abbreviations
- MO: Medical Officer
- PI: Principal Investigator
- CRC: Clinical Research Coordinator
- EC: Ethics Committee
- SAE: Serious Adverse Event
- CAPA: Corrective and Preventive Action
7. Documents
- Emergency Resuscitation Kit Checklist – Annexure-1
- Emergency Equipment Checklist – Annexure-2
- Emergency Drill Log – Annexure-3
- Medical Transfer Note – Annexure-4
- Emergency Communication Log – Annexure-5
- Emergency Review Form – Annexure-6
- Medical Emergency Training Log – Annexure-7
8. References
- ICH E6(R2) – Good Clinical Practice
- Schedule Y – Drugs and Cosmetics Rules, India
- Indian Resuscitation Council Guidelines
9. SOP Version
Version: 2.0
10. Approval Section
| Prepared By | Checked By | Approved By | |
|---|---|---|---|
| Signature | |||
| Date | |||
| Name | |||
| Designation | |||
| Department |
11. Annexures
Annexure-1: Emergency Resuscitation Kit Checklist
| Item | Quantity | Status | Checked By |
|---|---|---|---|
| Epinephrine 1mg/mL | 5 vials | Available | Sunita Reddy |
| Oxygen Mask with Tubing | 2 | Available | Sunita Reddy |
Annexure-2: Emergency Equipment Checklist
| Date | Equipment | Status | Remarks | Checked By |
|---|---|---|---|---|
| 16/04/2025 | Defibrillator | Functional | Battery charged | Vinay Pawar |
Annexure-3: Emergency Drill Log
| Date | Scenario | Outcome | Trainer |
|---|---|---|---|
| 01/03/2025 | Syncope during sampling | Handled as per SOP | Dr. Ajay Verma |
Annexure-4: Medical Transfer Note
| Subject ID | VOL1201 |
|---|---|
| Vitals | BP: 90/60 mmHg, HR: 110 bpm |
| Treatment Given | IV fluids, O2 support |
| Referred To | Sparsh Hospital, Mumbai |
Annexure-5: Emergency Communication Log
| Date | Notified To | Mode | Acknowledged By |
|---|---|---|---|
| 17/04/2025 | Sponsor Medical Monitor | Dr. Neha Iyer |
Annexure-6: Emergency Review Form
| Date | 18/04/2025 |
|---|---|
| Event Summary | Severe hypotension during post-dose monitoring |
| Root Cause | Delayed hydration pre-dose |
| CAPA | Ensure hydration at least 2 hours pre-dose |
Annexure-7: Medical Emergency Training Log
| Name | Designation | Training Date | Trainer |
|---|---|---|---|
| Rajesh Kumar | MO | 10/02/2025 | Dr. Priya Menon |
Revision History:
| Revision Date | Revision No. | Details | Reason | Approved By |
|---|---|---|---|---|
| 01/01/2022 | 1.0 | Initial release | New SOP | QA Head |
| 17/04/2025 | 2.0 | Annexures updated, expanded emergency procedures | Inspection readiness | QA Head |