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API Manufacturing: SOP for Monitoring of Reaction Parameters – V 2.0

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API Manufacturing: SOP for Monitoring of Reaction Parameters – V 2.0

Standard Operating Procedure for Monitoring of Reaction Parameters in API Manufacturing

Department API Manufacturing
SOP No. SOP/API/022/2025
Supersedes SOP/API/022/2022
Page No. Page 1 of 11
Issue Date 13/04/2025
Effective Date 15/04/2025
Review Date 13/04/2026

1. Purpose

To establish a procedure for consistent and controlled monitoring of critical reaction parameters during API manufacturing to ensure process safety, quality, and reproducibility.

2. Scope

This SOP applies to all chemical reactions conducted in reactor systems within the API manufacturing facility, including pilot and production scale operations.

3. Responsibilities

  • Production Operators: Monitor and record reaction parameters as
per BMR.
  • Process Engineer: Ensure instruments are calibrated and parameter ranges are validated.
  • QA Personnel: Review batch records for compliance with defined ranges and investigate any excursions.
  • 4. Accountability

    The Production Manager and QA Manager are accountable for ensuring the defined process parameters are maintained, documented, and investigated in case of deviations.

    5. Procedure

    5.1 Pre-Reaction Verification

    1. Confirm calibration status of temperature sensors, pressure gauges, pH meters, and timers.
    2. Review the BMR for specified setpoints and permissible tolerance limits for:
      • Temperature
      • Reaction time
      • Pressure (if applicable)
      • Agitation speed
      • pH range (for aqueous/acid-base reactions)
    3. Ensure LOTO (Lockout Tagout) is not applied and reactor is safe to operate.

    5.2 Parameter Monitoring During Reaction

    1. Temperature:
      • Monitor using digital display or DCS interface.
      • Record every 15 minutes during heating or cooling phase.
    2. Pressure (if applicable):
      • Check gauge pressure continuously in case of closed systems.
      • Log every 30 minutes during pressurized reactions.
    3. pH:
      • Use calibrated pH meter and sample every 30 minutes or as specified in BMR.
      • Record in the “Reaction Monitoring Log” (Annexure-1).
    4. Agitation:
      • Set RPM as per BMR and observe for uniform mixing.
      • Note any noise or unusual vibration and inform engineering immediately.
    5. Time:
      • Note reaction start and end time with operator initials.
      • Ensure minimum and maximum dwell times are followed.

    5.3 Handling Excursions

    1. If any parameter exceeds the acceptable range:
      • Pause the process if it poses safety risk.
      • Document the deviation in the “Reaction Deviation Form” (Annexure-2).
      • Inform the shift supervisor and QA immediately.
    2. Investigate root cause and implement corrective action before resuming process.

    5.4 Documentation and Record-Keeping

    1. Record all observations in the BMR and “Reaction Monitoring Log.”
    2. Attach printed trends from automated systems (if available) for archival.
    3. Retain records as per documentation SOP and regulatory retention requirements.

    6. Abbreviations

    • SOP: Standard Operating Procedure
    • QA: Quality Assurance
    • BMR: Batch Manufacturing Record
    • DCS: Distributed Control System
    • LOTO: Lockout-Tagout

    7. Documents

    1. Reaction Monitoring Log (Annexure-1)
    2. Reaction Deviation Form (Annexure-2)
    3. Calibration Certificates (Annexure-3)

    8. References

    • ICH Q7 – GMP Guidelines for Active Pharmaceutical Ingredients
    • 21 CFR Part 211.100 – Written procedures and deviations
    • ISPE Baseline Guide – Volume 6: Biopharmaceutical Manufacturing Facilities

    9. SOP Version

    Version: 2.0

    10. Approval Section

    Prepared By Checked By Approved By
    Signature
    Date
    Name
    Designation
    Department

    11. Annexures

    Annexure-1: Reaction Monitoring Log

    Time Temp (°C) pH RPM Pressure (bar) Observed By
    09:00 65.0 6.8 120 1.2

    Annexure-2: Reaction Deviation Form

    Date Batch No. Parameter Deviation Corrective Action Approved By
    13/04/2025 API-202504 Temp Exceeded 70°C Reduced heating rate

    Annexure-3: Calibration Certificates

    Instrument ID Calibrated On Due Date Status
    pH Meter PH-002 01/04/2025 01/10/2025 Calibrated

    Revision History:

    Revision Date Revision No. Revision Details Reason for Revision Approved By
    01/01/2022 1.0 Initial Issue New SOP QA Head
    13/04/2025 2.0 Added DCS and LOTO Requirements Process Enhancement QA Head
    See also  API Manufacturing: SOP for Control Sample Storage and Testing - V 2.0
    API Manufacturing V 2.0 Tags:API batch record, API BMR, API calibration, API centrifuge, API cleaning, API crystallization, API deviation, API documentation, API drying, API equipment cleaning, API filtration, API GMP compliance, API granulation, API hold time, API impurities, API line clearance, API manufacturing, API process, API quality control, API reactor, API sampling, API solvent handling, API validation, API waste disposal, API yield

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    Standard Operating Procedures V 1.0

    • Aerosols
    • Analytical Method Development
    • Bioequivalence Bioavailability Study
    • Capsule Formulation
    • Clinical Studies
    • Creams
    • Data Integrity
    • Dental Dosage Forms
    • Drug Discovery
    • Environment, Health and Safety
    • Formulation Development
    • Gels
    • Good Distribution Practice
    • Good Warehousing Practices
    • In-Process Control
    • Injectables
    • Liquid Orals
    • Liposome and Emulsion Formulations
    • Lotions
    • Lyophilized Products
    • Maintenance Dept.
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    • Microbiology Testing
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    • Pharmacovigilance
    • Powder & Granules
    • Purchase Departments
    • Quality Assurance
    • Quality Control
    • Raw Material Stores
    • Regulatory Affairs
    • Tablet Manufacturing
    • Rectal Dosage Forms
    • Transdermal Patches
    • Vaginal Dosage Forms
    • Validations and Qualifications

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    NEW! Revised SOPs – V 2.0

    • Aerosols V 2.0
    • Analytical Method Development V 2.0
    • API Manufacturing V 2.0
    • BA-BE Studies V 2.0
    • Biosimilars V 2.0
    • Capsules V 2.0
    • Creams V 2.0
    • Elixers V 2.0
    • Gels V 2.0
    • Injectables V 2.0
    • Ointments V 2.0
    • Raw Material Warehouse V 2.0
    • Tablet Manufacturing V2.0

    New Publication: A must for All.

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