SOP Guide for Pharma

Analytical Method Development: Technology Transfer of Analytical Methods – V 2.0

Analytical Method Development: Technology Transfer of Analytical Methods – V 2.0

SOP for Technology Transfer of Analytical Methods in AMD


Department Analytical Method Development
SOP No. SOP/AMD/029/2025
Supersedes SOP/AMD/029/2022
Page No. Page 1 of 15
Issue Date 19/05/2025
Effective Date 20/05/2025
Review Date 19/05/2026

1. Purpose

This SOP describes the procedure for transferring analytical methods from the Analytical Method Development (AMD) department to receiving laboratories such as Quality

Control (QC), contract research organizations (CROs), or manufacturing site labs. The goal is to ensure consistent method performance, data integrity, and compliance with regulatory expectations.

2. Scope

This SOP applies to all validated or qualified analytical methods that are intended for transfer from AMD to other internal or external laboratories for routine analysis, including assay, dissolution, impurity, residual solvents, identification, and other critical quality attribute (CQA) tests.

3. Responsibilities

  • Sending Unit (AMD): Provides the validated method, method transfer protocol, training, and technical support.
  • Receiving Unit (QC or CRO): Conducts method verification or comparative testing as per the transfer plan.
  • QA: Oversees the integrity of the transfer process and ensures documentation is compliant with GMP and ICH guidelines.
  • Head – AMD: Approves the technology transfer dossier and final report.

4. Accountability

The Head of AMD is accountable for ensuring complete and accurate transfer of analytical methods and successful verification at the receiving site.

5. Procedure

5.1 Initiation of Technology Transfer

  1. Trigger: Regulatory approval, site readiness, or commercial launch requirement.
  2. Initiate a method transfer request and assign a unique transfer ID (e.g., MTD/2025/001).
  3. Record details using Annexure-1: Method Transfer Initiation Form.

5.2 Transfer Package Preparation

  1. Prepare a transfer dossier including:
    • Final validated method (version controlled)
    • Method development report
    • Validation report
    • System suitability and troubleshooting guide
    • Approved SOPs for critical steps
    • Standard and placebo preparation procedures
    • Representative chromatograms/spectra
  2. Include in Annexure-2: Method Transfer Dossier Checklist.

5.3 Transfer Protocol Design

  1. Prepare and approve a transfer protocol that includes:
    • Scope and objective
    • Test parameters and acceptance criteria
    • Sample types and quantities
    • Standard reference lot details
    • Statistical comparison methods
  2. Document protocol in Annexure-3: Method Transfer Protocol Template.

5.4 Execution of Transfer Study

  1. Provide training to receiving unit analysts, as needed.
  2. Ensure environmental and equipment equivalency (column, instrument, software).
  3. Conduct parallel testing or comparative studies (typically 3 independent assays by each lab).
  4. Document results in Annexure-4: Method Transfer Execution Log.

5.5 Review and Approval

  1. Compile a transfer report that includes:
    • Raw data comparison
    • Statistical analysis (e.g., t-test, ANOVA)
    • Any deviations and corrective actions
  2. QA and Head – AMD must review and approve the final report using Annexure-5: Method Transfer Completion Record.
  3. File the report in the AMD archive and share an electronic copy with the receiving unit.

5.6 Handling Discrepancies

  1. If the method fails transfer acceptance criteria:
    • Initiate deviation report
    • Perform root cause analysis
    • Revise method parameters or conduct retraining
  2. Re-execute transfer protocol if required with QA oversight.

6. Abbreviations

  • AMD: Analytical Method Development
  • QC: Quality Control
  • ICH: International Council for Harmonisation
  • CRO: Contract Research Organization
  • CQA: Critical Quality Attribute

7. Documents

  1. Method Transfer Initiation Form – Annexure-1
  2. Method Transfer Dossier Checklist – Annexure-2
  3. Method Transfer Protocol Template – Annexure-3
  4. Method Transfer Execution Log – Annexure-4
  5. Method Transfer Completion Record – Annexure-5

8. References

  • ICH Q14 – Analytical Procedure Development
  • WHO TRS 996 – Good Practices for Transfer of Technology
  • ICH Q10 – Pharmaceutical Quality System
  • USP General Chapter <1224> – Transfer of Analytical Procedures

9. SOP Version

Version: 2.0

10. Approval Section

Prepared By Checked By Approved By
Signature
Date
Name
Designation
Department

11. Annexures

Annexure-1: Method Transfer Initiation Form

Transfer ID Product Name Method Type Receiving Lab Date
MTD/2025/001 Atorvastatin Tablets Assay QC Lab B 01/05/2025

Annexure-2: Method Transfer Dossier Checklist

Document Included Remarks
Validated Method Yes Signed copy attached
System Suitability Guidance Yes Included

Annexure-3: Method Transfer Protocol Template

Parameter Acceptance Criteria Test Type
Assay (%LC) 98.0–102.0% Comparative
RT Variability ±2% Instrumental

Annexure-4: Method Transfer Execution Log

Date Lab Analyst Trial No. Result
05/05/2025 QC Lab B Ajay Mehra 1 101.2%

Annexure-5: Method Transfer Completion Record

Transfer ID Approved By Approval Date Comments
MTD/2025/001 Dr. Vinay Pawar 15/05/2025 Method successfully transferred

Revision History:

Revision Date Revision No. Details Reason Approved By
04/05/2025 2.0 Updated to include statistical analysis and deviation handling steps Regulatory recommendation
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