Standard Operating Procedure for Preparation of Analytical Method Transfer Protocol in Analytical Method Development
| Department | Analytical Method Development |
|---|---|
| SOP No. | SOP/AMD/296/2025 |
| Supersedes | SOP/AMD/296/2022 |
| Page No. | Page 1 of 10 |
| Issue Date | 21/05/2025 |
| Effective Date | 23/05/2025 |
| Review Date | 21/05/2026 |
1. Purpose
To establish a standardized procedure for drafting the Analytical Method Transfer (AMT) Protocol, which defines the scope, methodology, acceptance criteria, and responsibilities required for transferring validated analytical
2. Scope
This SOP applies to the Analytical Method Development department and all Quality Control laboratories involved in the transfer of analytical methods for drug substances and drug products, either within the organization or to a contract testing laboratory (CTL).
3. Responsibilities
- Sending Unit (SU) Scientist: Drafts the AMT protocol, provides method training and standard documentation.
- Receiving Unit (RU) Analyst: Executes the transfer protocol as per instructions.
- QA Team: Reviews and approves the protocol and ensures compliance with regulatory guidelines.
4. Accountability
The Head of Analytical Method Development is accountable for ensuring the preparation, review, and approval of transfer protocols are consistent with ICH and regulatory requirements.
5. Procedure
5.1 Components of the Transfer Protocol
- Title Page: Includes method name, product, batch number, SU and RU, document number, version, and approval section.
- Objective: Define the goal and scope of the transfer.
- Method Summary: Brief method description, equipment, reagents, columns, and acceptance criteria.
- Test Parameters: Include at least:
- Assay
- Impurity profile
- pH, dissolution, identification (as applicable)
- Number of Batches: Specify sample matrix and quantity (e.g., 3 lots or 1 lot x 3 replicates).
- System Suitability Criteria: As per the validated method (e.g., %RSD, resolution).
- Acceptance Criteria: Define criteria for equivalency based on % difference, %RSD, mean comparison.
- Deviation Handling: Include steps for documenting and investigating deviations.
- Reporting Requirements: Define format, timelines, and responsible parties.
5.2 Format and Documentation
- Protocol shall follow internal documentation numbering format.
- Attach validated method SOP, standard operating worksheets, and method validation summary report as appendices.
- Each section should have traceable signatures and version control.
5.3 Regulatory Reference and Best Practices
- Protocols should align with ICH Q2(R1), WHO TRS 961 Annex 7, and FDA guidance on method transfers.
6. Abbreviations
- AMT: Analytical Method Transfer
- SU: Sending Unit
- RU: Receiving Unit
- CTL: Contract Testing Laboratory
- RSD: Relative Standard Deviation
7. Documents
- Analytical Method Transfer Protocol Template – Annexure-1
- Sample Tracking Log – Annexure-2
- System Suitability Record – Annexure-3
8. References
- ICH Q2(R1): Validation of Analytical Procedures
- WHO TRS 961, Annex 7: Transfer of Technology
- FDA Guidance for Industry: Analytical Procedures and Methods Validation
9. SOP Version
Version: 2.0
10. Approval Section
| Prepared By | Checked By | Approved By | |
|---|---|---|---|
| Signature | |||
| Date | |||
| Name | Manasi Kulkarni | Vikram Chopra | Sunita Reddy |
| Designation | Analytical Method Scientist | QA Reviewer | Head – AMD |
| Department | Analytical Method Development | QA | Analytical Method Development |
11. Annexures
Annexure-1: Analytical Method Transfer Protocol Template
| Protocol ID | AMT/2025/006 |
|---|---|
| Method | Assay and Related Substances by HPLC |
| Product | Paracetamol Tablets 500 mg |
| SU | PharmaDev Labs, Hyderabad |
| RU | PharmaQC Unit, Pune |
Annexure-2: Sample Tracking Log
| Sample ID | Batch No. | Qty (g) | Date Sent | Received By |
|---|---|---|---|---|
| TRF-AMT-01 | PT500B2301 | 20 g | 10/05/2025 | Anita Desai |
Annexure-3: System Suitability Record
| Test | Criteria | Result | Status |
|---|---|---|---|
| %RSD (n=6) | NMT 2.0% | 1.4% | Pass |
| Resolution (API vs Impurity A) | NLT 2.0 | 2.5 | Pass |
Revision History:
| Revision Date | Revision No. | Details | Reason | Approved By |
|---|---|---|---|---|
| 21/05/2025 | 2.0 | Revised to include WHO Annex 7 references and deviation handling process | Annual Review | Sunita Reddy |
| 10/10/2022 | 1.0 | Initial SOP Release | New SOP | QA Head |