Standard Operating Procedure for Evaluation of Dosage Form De-aggregation in Dissolution Studies
| Department | Analytical Method Development |
|---|---|
| SOP No. | SOP/AMD/217/2025 |
| Supersedes | SOP/AMD/217/2022 |
| Page No. | Page 1 of 13 |
| Issue Date | 21/05/2025 |
| Effective Date | 23/05/2025 |
| Review Date | 21/05/2026 |
1. Purpose
This SOP describes a standardized procedure for evaluating the de-aggregation behavior of tablets, capsules, and multiparticulate systems during dissolution testing. Proper de-aggregation is essential for accurate drug release and in vitro
2. Scope
This procedure applies to all solid oral dosage forms tested in the Analytical Method Development (AMD) department for dissolution profiling, including immediate-release and modified-release formulations.
3. Responsibilities
- Analytical Scientist: Conducts visual and microscopic assessment of de-aggregation during dissolution testing.
- Formulation Scientist: Provides details on excipient blend, granule hardness, and coating composition that may affect disintegration.
- Group Leader: Reviews evaluation results and recommends media or method adjustments if needed.
- QA Executive: Ensures compliance with protocol and approves final assessment reports.
4. Accountability
The Head of Analytical Method Development is accountable for ensuring de-aggregation is appropriately assessed and documented during dissolution method development and validation.
5. Procedure
5.1 Selection of Samples and Dissolution Conditions
- Select representative lots of tablets or capsules (minimum 6 units).
- Conduct testing under proposed dissolution conditions:
- Apparatus (e.g., USP I or II)
- Media (e.g., 900 mL, 0.1N HCl, pH 6.8 buffer)
- Temperature: 37 ± 0.5°C
- RPM: 50–100 (as per method)
5.2 Visual and Physical Monitoring
- Observe each dosage form during dissolution at defined time points:
- Initial wetting
- Disintegration pattern
- Swelling, floating, gelling behavior
- Record observations using Annexure-1: De-aggregation Observation Log.
5.3 Filter Analysis
- At key time points, withdraw samples and filter through pre-weighed 0.45 µm filters.
- Weigh retained particles to assess incomplete de-aggregation (Annexure-2).
- Optionally, perform microscopic examination of residue for excipient agglomerates.
5.4 Method Optimization if De-aggregation Fails
- Adjust one or more of the following parameters:
- Media volume and type (increase to 1000–1500 mL or add surfactant)
- Apparatus type (change from paddle to basket or reciprocating cylinder)
- RPM adjustment to enhance agitation
- Repeat observation and filter analysis post-adjustment.
5.5 Documentation
- Summarize findings in Annexure-3: De-aggregation Evaluation Report.
- Attach photographic or video evidence if available.
- Ensure QA review and approval of the report before method finalization.
6. Abbreviations
- SOP: Standard Operating Procedure
- AMD: Analytical Method Development
- RPM: Revolutions Per Minute
- USP: United States Pharmacopeia
7. Documents
- De-aggregation Observation Log – Annexure-1
- Filter Residue Weighing Log – Annexure-2
- Evaluation Summary Report – Annexure-3
8. References
- USP General Chapter <1092> – The Dissolution Procedure: Development and Validation
- FDA Dissolution Testing Guidance
- ICH Q6A – Specifications
9. SOP Version
Version: 2.0
10. Approval Section
| Prepared By | Checked By | Approved By | |
|---|---|---|---|
| Signature | |||
| Date | |||
| Name | Ankita Sharma | Ravi Shankar | Sunita Reddy |
| Designation | Research Scientist | QA Reviewer | Head – AMD |
| Department | Analytical Method Development | QA | Analytical Method Development |
11. Annexures
Annexure-1: De-aggregation Observation Log
| Unit No. | Time Point (min) | Observation | Notes |
|---|---|---|---|
| 1 | 10 | Partial disintegration, fragments visible | Coating delayed swelling |
Annexure-2: Filter Residue Weighing Log
| Time (min) | Filter ID | Initial Wt (mg) | Final Wt (mg) | Residue (mg) |
|---|---|---|---|---|
| 30 | FR-217-05 | 102.3 | 104.8 | 2.5 |
Annexure-3: De-aggregation Evaluation Summary
All units showed complete disintegration within 30 min. Residual particles were < 3 mg, confirming adequate de-aggregation. No method modification required. Photographic records stored in: AMD/DEAGG/217/2025
Revision History:
| Revision Date | Revision No. | Details | Reason | Approved By |
|---|---|---|---|---|
| 21/05/2025 | 2.0 | Included filter quantification and digital image documentation | Annual Review | Sunita Reddy |
| 14/04/2022 | 1.0 | Initial Issue | New SOP | QA Head |