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Aerosol: SOP for Establishing Acceptance Criteria for Cleaning Validation – V 2.0

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Aerosol: SOP for Establishing Acceptance Criteria for Cleaning Validation – V 2.0

SOP for Establishing Acceptance Criteria for Cleaning Validation

Department Aerosol
SOP No. SOP/Aerosol/126/2025
Supersedes SOP/Aerosol/126/2022
Page No. Page 1 of Y
Issue Date 06/02/2025
Effective Date 16/02/2025
Review Date 06/02/2028

1. Purpose

This Standard Operating Procedure (SOP) outlines the process for establishing acceptance criteria for cleaning validation of aerosol manufacturing equipment. The purpose of this SOP is to define clear, measurable criteria to evaluate the effectiveness of the cleaning process. Establishing appropriate acceptance criteria ensures that equipment is free from residues and contaminants, thus maintaining product quality and compliance with Good Manufacturing Practices (GMP) and regulatory requirements.

2. Scope

This SOP applies to the establishment of acceptance criteria for all aerosol manufacturing equipment, including filling machines, nozzles, pumps, and other components that come into contact with the product. The SOP covers the creation of criteria for cleaning effectiveness, which must be met during cleaning validation to confirm that residues, cleaning agents, and contaminants are removed to acceptable levels.

3. Responsibilities

  • Validation Team: Responsible for developing and reviewing the cleaning validation acceptance criteria in collaboration with other departments, ensuring they meet GMP and regulatory standards.
  • Quality Assurance (QA) Team: Responsible for reviewing and approving the cleaning validation acceptance criteria, ensuring they are appropriate for the cleaning process and product quality requirements.
  • Production
Team: Responsible for implementing the cleaning process and ensuring that the equipment meets the established acceptance criteria.
  • Regulatory Affairs Team: Ensures that the acceptance criteria for cleaning validation comply with regulatory standards applicable to aerosol manufacturing.
  • 4. Accountability

    The Manufacturing Manager is accountable for ensuring that the acceptance criteria for cleaning validation are established and met. The overall compliance with this SOP is overseen by the Quality Assurance (QA) Manager.

    5. Procedure

    5.1. Defining Cleaning Residue Limits

    1. The first step in establishing acceptance criteria is to define the maximum allowable levels of residues that can remain on the equipment after cleaning. These include:
      • Active Ingredient Residues: The maximum allowable level of active ingredients from the aerosol products that may remain on the equipment after cleaning. This is typically expressed as parts per million (ppm) or micrograms per square centimeter (µg/cm²).
      • Cleaning Agent Residues: The maximum allowable level of cleaning agents used during the cleaning process. This includes solvents, detergents, or disinfectants.
      • Microbial Contamination: The acceptable level of microbial contamination on the equipment. This may include bacteria, fungi, or other contaminants that could affect product safety and quality.
    2. Residue limits should be based on the following:
      • Product safety and regulatory guidelines (e.g., FDA, EMA)
      • The potential effect of residual residues on product quality (e.g., potency, safety, and efficacy)
      • Industry standards and GMP guidelines for cleaning validation

    5.2. Determining Analytical Method Sensitivity

    1. The sensitivity of the analytical methods used to detect residues must be considered when establishing the acceptance criteria. The chosen methods should be capable of detecting residues at levels below the defined acceptance criteria.
    2. Common methods for residue analysis include:
      • High-Performance Liquid Chromatography (HPLC): Used for detecting active ingredients and other compounds in rinse water or swab samples.
      • Spectrophotometry: A method for detecting cleaning agents based on their absorption of light at specific wavelengths.
      • Titration: A technique used to quantify cleaning agent residues by neutralizing the chemical with a known reagent.
      • pH Measurement: Used to detect residues of acidic or alkaline cleaning agents.
    3. The analytical method should have a sensitivity that is at least ten times lower than the established acceptance limits to ensure that even trace amounts of residues can be detected.

    5.3. Establishing Microbial Acceptance Criteria

    1. For aerosol products that are susceptible to microbial contamination, microbial limits must be established for the cleaning validation. This includes:
      • Defining the maximum allowable levels of microbial contamination (e.g., bacteria, mold) on critical equipment surfaces after cleaning.
      • Microbial limits should be established based on product characteristics and regulatory requirements. For example, some products may require sterile equipment, while others may allow low levels of microbial contamination.
      • Methods for detecting microbial contamination include swab sampling followed by incubation or using rapid microbiological testing methods.
    2. Microbial limits should be clearly defined and documented as part of the cleaning validation protocol to ensure that the equipment is free from contamination that could affect product safety and quality.

    5.4. Documenting and Reviewing Acceptance Criteria

    1. The established acceptance criteria for cleaning validation should be documented in the cleaning validation protocol. The protocol should include:
      • A summary of the residue limits for active ingredients, cleaning agents, and microbial contamination.
      • The sensitivity of analytical methods used to detect residues and microbial contamination.
      • The acceptable range for each residue limit and any acceptable deviations, if applicable.
      • Reference to regulatory guidelines and industry standards that support the established criteria.
    2. The QA team should review the acceptance criteria to ensure they are appropriate for the cleaning process and the safety requirements of the aerosol products being produced.
    3. Once the acceptance criteria are reviewed and approved, they should be included in the cleaning validation protocol and used as the basis for cleaning validation testing.

    5.5. Setting Up Revalidation Criteria

    1. If any changes are made to the cleaning process, equipment, or materials, the acceptance criteria should be reviewed and updated accordingly. Revalidation may be required to ensure that the revised cleaning process meets the updated criteria.
    2. Revalidation criteria should be set for any subsequent changes, including changes to the cleaning agents, equipment, or formulation, to ensure that the cleaning process remains effective and compliant with the established limits.

    6. Abbreviations

    • GMP: Good Manufacturing Practice
    • QA: Quality Assurance
    • SOP: Standard Operating Procedure
    • HPLC: High-Performance Liquid Chromatography
    • CAPA: Corrective and Preventive Action

    7. Documents

    1. Cleaning Validation Protocol (Annexure-1)
    2. Deviation Log (Annexure-2)

    8. References

    This SOP is based on the following regulatory guidelines and industry standards:

    • Good Manufacturing Practice (GMP) Guidelines
    • FDA Code of Federal Regulations (CFR) Title 21, Part 211
    • International Council for Harmonisation (ICH) Guidelines

    9. SOP Version

    Version: 2.0

    10. Approval Section

    Prepared By Checked By Approved By
    Signature
    Date
    Name
    Designation
    Department

    11. Annexures

    Annexure-1: Cleaning Validation Protocol

    Batch Number Test Date Residue Level Acceptance Criteria Result
    Batch-001 10/02/2025 Detergent Less than 5 ppm Pass

    Annexure-2: Deviation Log

    Deviation ID Deviation Description Corrective Action Assigned To Status
    DEV-12345 Residue above limit Adjusted cleaning procedure Rajesh Patel Completed

    12. Revision History:

    Revision Date Revision No. Revision Details Reason for Revision Approved By Page No. Ref. Point No. Details of Revision
    01/01/2024 V 1.0 Initial Release First Issue Anjali Sharma Page 1 [Ref Point] First Release
    01/01/2025 V 2.0 Updated cleaning validation procedures To comply with updated GMP regulations Anjali Sharma Page 1 [Ref Point] Updated procedures
    See also  Aerosol: SOP for In-Line Monitoring of Spray Performance - V 2.0
    Aerosols V 2.0 Tags:Aerosol Batch Production, Aerosol Can Design, Aerosol Cold Filling, Aerosol Documentation Standards, Aerosol Emissions Control, Aerosol Environmental Regulations, Aerosol equipment calibration, Aerosol Filling Process, Aerosol Fire Safety Measures, Aerosol Formulation, Aerosol Good Manufacturing Practice (GMP), Aerosol Hazardous Materials Handling, Aerosol Incident Reporting, Aerosol Leak Testing, Aerosol Maintenance Schedules, Aerosol Personal Protective Equipment (PPE), Aerosol Pressure Filling, Aerosol Product Labeling, Aerosol Product Testing, Aerosol Propellant Selection, Aerosol quality control, Aerosol Regulatory Compliance, Aerosol Risk Assessment, Aerosol Safety Protocols, Aerosol Standard Operating Procedures (SOPs), Aerosol Storage Requirements, Aerosol Training Programs, Aerosol Valve Crimping, Aerosol Ventilation Systems, Aerosol Waste Disposal

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