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Capsule: SOP for Drying Hard Gelatin Capsules Post-Filling – V 2.0

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Capsule: SOP for Drying Hard Gelatin Capsules Post-Filling – V 2.0

Standard Operating Procedure for Drying Hard Gelatin Capsules Post-Filling

Department Capsule Manufacturing
SOP No. SOP/CM/058/2025
Supersedes SOP/CM/058/2022
Page No. Page 1 of 6
Issue Date 01/02/2025
Effective Date 05/02/2025
Review Date 01/02/2026

1. Purpose

The purpose of this SOP is to define the procedure for drying hard gelatin capsules after the filling process. This ensures that capsules achieve the proper moisture content, which is crucial for maintaining their integrity, stability, and ease of handling.

2. Scope

This SOP applies to the drying process of hard gelatin capsules post-filling, including the use of drying equipment, monitoring parameters, and ensuring the capsules meet required moisture specifications.

3. Responsibilities

  • Manufacturing Team: Responsible for operating drying equipment, ensuring capsules are properly dried according to the SOP, and monitoring moisture content during the process.
  • Quality Control (QC) Team: Responsible for testing the moisture content of capsules at various stages and ensuring they meet the required specifications.
  • Quality Assurance (QA) Team: Ensures compliance with GMP and regulatory standards, reviews documentation, and verifies the proper drying procedure is followed.
  • Maintenance Team: Responsible for maintaining the drying equipment, ensuring it is in good working condition and meets the
necessary specifications for proper capsule drying.

4. Accountability

The Capsule Manufacturing Supervisor is accountable for ensuring that the drying process is carried out in compliance with this SOP. The QA Manager is responsible for verifying the process and reviewing documentation to ensure regulatory compliance.

5. Procedure

5.1 Pre-Drying Setup

Before starting the drying process, ensure the following steps are completed:

  1. Drying Equipment Inspection

    1. Inspect the drying equipment for cleanliness, functionality, and proper calibration. Ensure that the dryer is free of contaminants from previous batches.
    2. Check the temperature and humidity settings to ensure they are within the required specifications for drying hard gelatin capsules.
  2. Capsule Preparation

    1. Ensure that the filled capsules are properly sealed before starting the drying process. This will prevent any leakage or contamination during drying.
    2. Ensure that capsules are placed evenly in the drying trays or conveyor system to allow uniform airflow and drying.
  3. Documentation

    1. Document all relevant batch information, including capsule details, drying equipment settings, and initial moisture content.

5.2 Drying Process

Once the setup is complete, follow these steps to dry the capsules:

  1. Start the Drying Process

    1. Start the dryer according to the machine manufacturer’s instructions. Monitor the drying process to ensure that the equipment is functioning correctly.
  2. Control Drying Parameters

    1. Set and maintain the drying temperature and humidity within the required range (typically 20°C-25°C and 30%-40% humidity) to ensure proper drying without damaging the gelatin shell.
    2. Ensure that air circulation within the dryer is uniform to promote even drying of all capsules.
  3. Monitor Drying Time

    1. Monitor the drying time according to the specifications. Typical drying time for hard gelatin capsules ranges from 4 to 6 hours, depending on the batch size and moisture content.
  4. Check Moisture Content

    1. Check the moisture content of capsules periodically throughout the drying process. The target moisture content should be between 10% and 15%.

5.3 Post-Drying Inspection

After the drying process is complete, perform the following checks:

  1. Capsule Inspection

    1. Inspect the capsules for any signs of damage, such as cracks, warping, or softening. Reject any capsules that do not meet quality standards.
    2. Ensure that the capsules have maintained their structural integrity during the drying process and are ready for further processing.
  2. Moisture Content Testing

    1. Perform a final moisture content test to ensure that the capsules meet the required specification (typically 10%-15%). Document the results.
  3. Temperature and Humidity Logs

    1. Ensure that temperature and humidity logs are reviewed for compliance with the specified drying parameters.

5.4 Equipment Cleaning and Maintenance

After completing the drying process, follow these cleaning and maintenance steps:

  1. Cleaning of Drying Equipment

    1. Turn off the dryer and clean all components that came into contact with the capsules. Use approved cleaning agents and ensure that all residues are removed.
    2. Ensure that the dryer is properly dried before storage to prevent the growth of mold or bacteria.
  2. Routine Maintenance

    1. Perform any necessary routine maintenance on the drying equipment, including checking for wear and tear and lubricating moving parts according to the manufacturer’s guidelines.

5.5 Documentation and Record-Keeping

Proper documentation is essential for tracking the drying process:

  1. Drying Batch Records

    1. Document all details of the drying process, including machine settings, batch information, initial and final moisture content, and drying times.
  2. Moisture Content Records

    1. Maintain records of moisture content testing results, including sample size and test conditions.
  3. Deviation Reports

    1. If any deviations from the specified drying parameters occur, document them in a deviation report and outline the corrective actions taken.

6. Abbreviations

  • SOP: Standard Operating Procedure
  • GMP: Good Manufacturing Practice
  • QC: Quality Control
  • QA: Quality Assurance

7. Documents

  1. Drying Batch Record (Annexure-1)
  2. Moisture Content Testing Record (Annexure-2)
  3. Deviation Report (Annexure-3)

8. References

  • USP <2040> – Soft Gelatin Capsules
  • FDA Guidelines for Capsule Manufacturing
  • International Conference on Harmonization (ICH) Guidelines for Pharmaceutical Manufacturing

9. SOP Version

Version: 2.0

10. Approval Section

Prepared By Checked By Approved By
Signature
Date
Name
Designation
Department

11. Annexures

Annexure-1: Drying Batch Record

Batch ID Machine ID Drying Time Initial Moisture Content Final Moisture Content Operator Name Production Date
Batch 001 Dryer 1 5 hours 15% 10% John Doe 01/02/2025

Annexure-2: Moisture Content Testing Record

Test Type Result Specification Remarks
Moisture Content 10% 10%-15% Pass

Annexure-3: Deviation Report

Deviation ID Description Corrective Action Action Taken By
DR-001 Excessive drying time Reduced drying time and re-calibrated dryer Manufacturing Supervisor

Revision History:

Revision Date Revision No. Revision Details Reason for Revision Approved By
01/01/2024 1.0 Initial Version New SOP Creation QA Head
01/02/2025 2.0 Updated drying times and procedures Standardization QA Head
See also  Capsule: SOP for Preparing Technical Dossiers for Capsules - V 2.0
Capsules V 2.0 Tags:Active pharmaceutical ingredients (APIs) Capsule excipients, Capsule batch records, Capsule cleaning procedures, Capsule content uniformity, Capsule deviation management, Capsule disintegration testing, Capsule dissolution testing, Capsule filling process, Capsule inspection techniques, Capsule labeling requirements, Capsule maintenance protocols, Capsule Manufacturing, Capsule manufacturing equipment, Capsule packaging standards, Capsule process validation, Capsule production scheduling, Capsule Quality Control, Capsule regulatory compliance, Capsule safety guidelines, Capsule sealing methods, Capsule size specifications, Capsule stability testing, Capsule storage conditions, Capsule training programs, Empty capsule shells, Hard gelatin capsules, Pharmaceutical capsules, Soft gelatin capsules, Vegetarian capsules

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Standard Operating Procedures V 1.0

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NEW! Revised SOPs – V 2.0

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